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Extensible Markup Language

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Extensible Markup Language<tr><th style="white-space: nowrap;">File extension:</th><td>.xml</td></tr><tr><th style="white-space: nowrap;">MIME type:</th><td>application/xml, text/xml (deprecated)</td></tr><tr><th style="white-space: wrap;">Uniform Type Identifier:</th><td>public.xml</td></tr><tr><th style="white-space: nowrap;">Developed by:</th><td>World Wide Web Consortium</td></tr><tr><th style="white-space: nowrap;">Type of format:</th><td>Markup language</td></tr><tr><th style="white-space: nowrap;">Extended from:</th><td>SGML</td></tr><tr><th style="white-space: nowrap;">Extended to:</th><td>XHTML, RSS, Atom, ...</td></tr><tr><th style="white-space: nowrap;">Standard(s):</th><td>1.0 (Fourth Edition)</td></tr>

The Extensible Markup Language (XML) is a W3C-recommended general-purpose markup language that supports a wide variety of applications. XML languages or 'dialects' are easy to design and to process. XML is also designed to be reasonably human-legible, and to this end, terseness was not considered essential in its structure. XML is a simplified subset of Standard Generalized Markup Language (SGML). Its primary purpose is to facilitate the sharing of data across different information systems, particularly systems connected via the Internet[1]. Formally defined languages based on XML (such as RSS, MathML, XHTML, Scalable Vector Graphics, MusicXML and thousands of other examples) allow diverse software reliably to understand information formatted and passed in these languages.


Contents

History

The versatility of SGML for dynamic information display was understood by early digital media publishers in the late 1980s prior to the rise of the Internet.[2] [3] By the mid-1990s some practitioners of SGML had gained experience with the then-new World Wide Web, and believed that SGML offered solutions to some of the problems the Web was likely to face as it grew. Dan Connolly added SGML to the list of W3C's activities when he joined the staff in 1995; work began in mid-1996 when Jon Bosak developed a charter and recruited collaborators. Bosak was well-connected in the small community of people who had experience both in SGML and the Web. He received support in his efforts from Microsoft.

XML was designed by an eleven-member working group, supported by an (approximately) 150-member Interest Group. Technical debate took place on the Interest Group mailing list and issues were resolved by consensus or, when that failed, majority vote of the Working Group. The decision record was compiled by Michael Sperberg-McQueen 4 December 1997. James Clark served as Technical Lead of the Working Group, notably contributing the empty-element "<empty/>" syntax and the name "XML". Other names that had been put forward for consideration included "MAGMA" (Minimal Architecture for Generalized Markup Applications), "SLIM" (Structured Language for Internet Markup) and "MGML" (Minimal Generalized Markup Language). The co-editors of the specification were originally Tim Bray and Michael Sperberg-McQueen. Halfway through the project Bray accepted a consulting engagement with Netscape, provoking vociferous protests from Microsoft. Bray was temporarily asked to resign the editorship. This led to intense dispute in the Working Group, eventually solved by the appointment of Microsoft's Jean Paoli as a third co-editor.

The XML Working Group never met face-to-face; the design was accomplished using a combination of email and weekly teleconferences. The major design decisions were reached in twenty weeks of intense work between July and November of 1996. Further design work continued through 1997, and XML 1.0 became a W3C Recommendation on February 10, 1998 .

XML 1.0 achieved the Working Group's goals of Internet usability, general-purpose usability, SGML compatibility, facilitation of easy development of processing software, minimization of optional features, legibility, formality, conciseness, and ease of authoring.

Clarifications and minor changes were accumulated in published errata and then incorporated into a Second Edition of the XML 1.0 Recommendation on October 6, 2000. Subsequent errata were incorporated into a Third Edition on February 4, 2004.

Also published on the same day as XML 1.0 Third Edition was XML 1.1, a variant of XML that encourages more consistency in how characters are represented and relaxes restrictions on names, allowable characters, and end-of-line representations.

On August 16, 2006, XML 1.0 Fourth Edition and XML 1.1 Second edition were published to incorporate the accumulated errata.

Both XML 1.0 Fourth Edition and XML 1.1 Second Edition are considered current versions of XML.

Features of XML

XML provides a text-based means to describe and apply a tree-based structure to information. At its base level, all information manifests as text, interspersed with markup that indicates the information's separation into a hierarchy of character data, container-like elements, and attributes of those elements. In this respect, it is similar to the LISP programming language's S-expressions, which describe tree structures wherein each node may have its own property list.

The fundamental unit in XML is the character, as defined by the Universal Character Set. Characters are combined to form an XML document. The document consists of one or more entities, each of which is typically some portion of the document's characters, stored in a text file.

XML files may be served with a variety of Media types. RFC3023 defines the types "application/xml" and "text/xml", which say only that the data is in XML, and nothing about its semantics. The use of "text/xml" has been criticized as a potential source of encoding problems but is now in the process of being deprecated[1]. RFC3023 also recommends that XML-based languages be given media types beginning in "application/" and ending in "+xml"; for example "application/atom+xml" for Atom. This page discusses further XML and MIME.

The ubiquity of text file authoring software (basic text editors such as Notepad and TextEdit as well as word processors) facilitates rapid XML document authoring and maintenance. Prior to the advent of XML, there were very few data description languages that were general-purpose, Internet protocol-friendly, and very easy to learn and author. In fact, most data interchange formats were proprietary, special-purpose, "binary" formats (based foremost on bit sequences rather than characters) that could not be easily shared by different software applications or across different computing platforms, much less authored and maintained in common text editors.

By leaving the names, allowable hierarchy, and meanings of the elements and attributes open and definable by a customizable schema, XML provides a syntactic foundation for the creation of custom, XML-based markup languages. The general syntax of such languages is rigid — documents must adhere to the general rules of XML, assuring that all XML-aware software can at least read (parse) and understand the relative arrangement of information within them. The schema merely supplements the syntax rules with a set of constraints. Schemas typically restrict element and attribute names and their allowable containment hierarchies, such as only allowing an element named 'birthday' to contain 1 element named 'month' and 1 element named 'day', each of which has to contain only character data. The constraints in a schema may also include data type assignments that affect how information is processed; for example, the 'month' element's character data may be defined as being a month according to a particular schema language's conventions, perhaps meaning that it must not only be formatted a certain way, but also must not be processed as if it were some other type of data.

In this way, XML contrasts with HTML, which has an inflexible, single-purpose vocabulary of elements and attributes that, in general, cannot be repurposed. With XML, it is much easier to write software that accesses the document's information, since the data structures are expressed in a formal, relatively simple way.

XML makes no prohibitions on how it is used. Although XML is fundamentally text-based, software quickly emerged to abstract it into other, richer formats, largely through the use of datatype-oriented schemas and object-oriented programming paradigms (in which the document is manipulated as an object). Such software might treat XML as serialized text only when it needs to transmit data over a network, and some software doesn't even do that much. Such uses have led to "binary XML", the relaxed restrictions of XML 1.1, and other proposals that run counter to XML's original spirit and thus garner an amount of criticism.

Strengths and weaknesses

Strengths of XML

Some features of XML that make it well-suited for data transfer are:

XML is also heavily used as a format for document storage and processing, both online and offline, and offers several benefits:

Weaknesses of XML

For certain applications, XML also has the following weaknesses:

See also: "XML Sucks" on c2.com

Quick syntax tour

The basic syntax for one element in XML is

 <name attribute="value">content</name>

Here is an example of a simple recipe expressed using XML:

<?xml version="1.0" encoding="UTF-8"?><recipe name="bread" prep_time="5 mins" cook_time="3 hours">  <title>Basic bread</title>  <ingredient amount="3" unit="cups">Flour</ingredient>  <ingredient amount="0.25" unit="ounce">Yeast</ingredient>  <ingredient amount="1.5" unit="cups" state="warm">Water</ingredient>  <ingredient amount="1" unit="teaspoon">Salt</ingredient>  <instructions>    <step>Mix all ingredients together, and knead thoroughly.</step>    <step>Cover with a cloth, and leave for one hour in warm room.</step>    <step>Knead again, place in a tin, and then bake in the oven.</step>  </instructions></recipe>

The first line is the XML declaration: it is an optional line stating what version of XML is in use (normally version 1.0), and may also contain information about character encoding and external dependencies.

The remainder of this document consists of nested elements, some of which have attributes and content. An element typically consists of two tags, a start tag and an end tag, possibly surrounding text and other elements. The start tag consists of a name surrounded by angle brackets, like "<step>"; the end tag consists of the same name surrounded by angle brackets, but with a slash preceding the name, like "</step>". The element's content is everything that appears between the start tag and the end tag, including text and other (child) elements. The following is a complete XML element, with start tag, text content, and end tag:

<step>Knead again, place in a tin, and then bake in the oven.</step>

In addition to text content, an element can contain attributes — name-value pairs included in the start tag after the element name. Attribute values must always be quoted, using single or double quotes, and each attribute name should appear only once in any element.

<ingredient amount="3" unit="cups">Flour</ingredient>

In this example, the ingredient element has two attributes: amount, having value "3", and unit, having value "cups". In both cases, at the markup level, the names and values of the attributes, just like the names and content of the elements, are just textual data — the "3" and "cups" are not a quantity and unit of measure, respectively, but rather are just character sequences that the document author may be using to represent those things.

Elements may contain other elements:

<instructions> <step>Mix all ingredients together, and knead thoroughly.</step> <step>Cover with a cloth, and leave for one hour in warm room.</step> <step>Knead again, place in a tin, and then bake in the oven.</step></instructions>

In this case, the instructions element contains three step elements. XML requires that elements be properly nested — elements may never overlap. For example, this is not well-formed XML, because the em and strong elements overlap:

<!-- WRONG! NOT WELL-FORMED XML! --><p>Normal <em>emphasized <strong>strong emphasized</em> strong</strong></p>

Every XML document must have exactly one top-level root element (alternatively called a document element), so the following would also be a malformed XML document:

<?xml version="1.0" encoding="UTF-8"?><!-- WRONG! NOT WELL-FORMED XML! --><thing>Thing one</thing><thing>Thing two</thing>

XML provides special syntax for representing an element with empty content. Instead of writing a start tag followed immediately by an end tag, a document may contain the empty element tag (aka Singleton) where a slash follows the element name. The following two examples are functionally equivalent:

 <foo></foo>
 <foo />

XML provides two methods for escaping (or simply representing) special characters: entity references and numeric character references.

An entity in XML is a named body of data, usually text, such as an unusual character.

An entity reference is a placeholder that represents that entity. It consists of the entity's name preceded by an ampersand ("&") and followed by a semicolon (";"). XML has five predeclared entities:

Here is an example using a predeclared XML entity to represent the ampersand in the name "AT&T":

 <company-name>AT&amp;T</company-name>

If more entities need to be declared, this is done in the document's Document Type Definition (DTD). A basic example of doing so in a minimal internal DTD follows. Declared entities can describe single characters or pieces of text, and can reference each other.

<?xml version="1.0" encoding="UTF-8"?><!DOCTYPE example [	<!ENTITY copy "&#xA9;">	<!ENTITY copyright-notice "Copyright &copy; 2006, XYZ Enterprises">]><root>	&copyright-notice;</root>

When viewed in a suitable browser, the XML document above appears as:

<root> Copyright © 2006, XYZ Enterprises </root>

Numeric character references look like entities, but instead of a name, they contain the "#" character followed by a number. The number (in decimal or "x"-prefixed hexadecimal) represents a Unicode code point, and is typically used to represent characters that are not easily encodable, such as an Arabic character in a document produced on a European computer. The ampersand in the "AT&T" example could also be escaped like this (decimal 38 and hexadecimal 26 both represent the Unicode value for the "&" character):

<company-name>AT&#38;T</company-name><company-name>AT&#x26;T</company-name>

There are many more rules necessary to be sure of writing well-formed XML documents, such as the exact characters allowed in an XML name, but this quick tour provides the basics necessary to read and understand many XML documents.

Correctness in an XML document

For an XML document to be correct, it must be:

Well-formed documents

An XML document is text, which is a sequence of characters. The specification requires support for Unicode encodings UTF-8 and UTF-16 (UTF-32 is not mandatory). The use of other non-Unicode based encodings, such as ISO-8859, is admitted and is indeed widely used and supported.

A well-formed document must conform to the following rules, among others:-

Element names are case-sensitive. For example, the following is a well-formed matching pair

<Step> ... </Step>

whereas this is not

<Step> ... </step>

The careful choice of names for XML elements will convey the meaning of the data in the markup. This increases human readability while retaining the rigor needed for software parsing.

Choosing meaningful names implies the semantics of elements and attributes to a human reader without reference to external documentation. However, this can lead to verbosity, which complicates authoring and increases file size.

Valid documents

An XML document that complies with a particular schema, in addition to being well-formed, is said to be valid.

An XML schema is a description of a type of XML document, typically expressed in terms of constraints on the structure and content of documents of that type, above and beyond the basic constraints imposed by XML itself. A number of standard and proprietary XML schema languages have emerged for the purpose of formally expressing such schemas, and some of these languages are XML-based, themselves.

Before the advent of generalised data description languages such as SGML and XML, software designers had to define special file formats or small languages to share data between programs. This required writing detailed specifications and special-purpose parsers and writers.

XML's regular structure and strict parsing rules allow software designers to leave parsing to standard tools, and since XML provides a general, data model-oriented framework for the development of application-specific languages, software designers need only concentrate on the development of rules for their data, at relatively high levels of abstraction.

Well-tested tools exist to validate an XML document "against" a schema: the tool automatically verifies whether the document conforms to constraints expressed in the schema. Some of these validation tools are included in XML parsers, and some are packaged separately.

Other usages of schemas exist: XML editors, for instance, can use schemas to support the editing process.

DTD

The oldest schema format for XML is the Document Type Definition (DTD), inherited from SGML. While DTD support is ubiquitous due to its inclusion in the XML 1.0 standard, it is seen as limited for the following reasons:

XML Schema

A newer XML schema language, described by the W3C as the successor of DTDs, is XML Schema, or more informally referred to by the initialism for XML Schema instances, XSD (XML Schema Definition). XSDs are far more powerful than DTDs in describing XML languages. They use a rich datatyping system, allow for more detailed constraints on an XML document's logical structure, and are required to be processed in a more robust validation framework. XSDs also use an XML-based format which makes it possible to use ordinary XML tools to help process them, although WXS (W3C XML Schema) implementations require much more than just the ability to read XML.

Criticisms of WXS include the following:

RELAX NG

Another popular schema language for XML is RELAX NG. Initially specified by OASIS, RELAX NG is now also an ISO international standard (as part of DSDL). It has two formats: an XML based syntax and a non-XML compact syntax. The compact syntax aims to increase readability and writability but, since there is a well-defined way to translate the compact syntax to the XML syntax and back again by means of James Clark's Trang conversion tool, the advantage of using standard XML tools is not lost. RELAX NG has a simpler definition and validation framework than XML Schema, making it easier to use and implement. It also has the ability to use datatype framework plug-ins; a RELAX NG schema author, for example, can require values in an XML document to conform to definitions in XML Schema Datatypes.

ISO DSDL and Other Schema Languages

The ISO DSDL (Document Schema Description Languages) standard brings together a comprehensive set of small schema languages, each targeted at specific problems. DSDL includes RELAX NG full and compact syntax, Schematron assertion language, and languages for defining datatypes, character repertoire contstraints, renaming and entity expansion, and namespace-based routing of document fragments to different validators. DSDL schema languages do not have the vendor support of XML Schemas yet, and are to some extent a grassroots reaction of industrial publishers to the lack of utility of XML Schemas for publishing.

Some schema languages not only describe the structure of a particular XML format but also offer limited facilities to influence processing of individual XML files that conform to this format. DTDs and XSDs both have this ability; they can for instance provide attribute defaults. RELAX NG and Schematron intentionally do not provide these infoset augmentation facilities.

International use

XML supports the direct use of almost any Unicode character in element names, attributes, comments, character data, and processing instructions. Therefore, the following is a well-formed XML document, even though it includes both Chinese and Russian characters:

<?xml version="1.0" encoding="UTF-8"?><俄语>Данные</俄语>

Displaying XML on the web

Because XML is a data description language, XML documents do not carry information about how to display the data. Without using CSS or XSL, a generic XML document is rendered as raw XML text by most web browsers. Some display it with 'handles' (e.g. + and - signs in the margin) that allow parts of the structure to be expanded or collapsed with mouse-clicks.

In order to style the rendering in a browser with CSS, the XML document must include a reference to the stylesheet:

<?xml-stylesheet type="text/css" href="myStyleSheet.css"?>

See the CSS article for an example of this in action.

Note that this is different from specifying such a stylesheet in HTML, which uses the <link> element.

Extensible Stylesheet Language (XSL) can be used to alter the format of XML data, either into HTML or other formats that are suitable for a browser to display.

To specify client-side XSL Transformation (XSLT), the following processing instruction is required in the XML:

<?xml-stylesheet type="text/xsl" href="myTransform.xslt"?>

Client-side XSLT is supported by many web browsers, but not Opera before version 9.0. An alternative, rather than being dependent on the end-user's browser capabilities, is to use XSL to convert XML into a displayable format on the server. The end-user is not aware of what has gone on 'behind the scenes'; all they see is well-formatted, displayable data.

See the XSLT article for an example of server-side XSLT in action.

XML extensions

Processing XML files

SAX and DOM are object oriented programming APIs widely used to process XML data. The first XML parsers exposed the contents of XML documents to applications as SAX events or DOM objects.

SAX is a lexical, event-driven interface in which a document is read serially and its contents are reported as "callbacks" to various methods on a handler object of the user's design. SAX is fast and efficient to implement, but difficult to use for extracting information at random from the XML, since it tends to burden the application author with keeping track of what part of the document is being processed. It is better suited to situations in which certain types of information are always handled the same way, no matter where they occur in the document.

DOM is an interface-oriented API that allows for navigation of the entire document as if it were a tree of "Node" objects representing the document's contents. A DOM document can be created by a parser, or can be generated manually by users (with limitations). Data types in DOM Nodes are abstract; implementations provide their own programming language-specific bindings. DOM implementations tend to be memory intensive, as they generally require the entire document to be loaded into memory and constructed as a tree of objects before access is allowed.

Another form of XML Processing API is data binding, where XML data is made available as a custom, strongly typed programming language data structure, in contrast to the interface-oriented DOM. Example data binding systems are the Java Architecture for XML Binding (JAXB) [2] and the Strathclyde Novel Architecture for Querying XML (SNAQue) [3].

A filter in the Extensible Stylesheet Language (XSL) family can transform an XML file for displaying or printing.

The native file format of OpenOffice.org, AbiWord, and Apple's iWork applications is XML. Some parts of Microsoft Office 11 will also be able to edit XML files with a user-supplied schema (but not a DTD), and on June 2, 2005 Microsoft announced that, by late 2006 all the files created by users of its Office suite of software will be formatted with web-centered XML specifications. There are dozens of other XML editors available.

Versions of XML

There are two current versions of XML. The first, XML 1.0, was initially defined in 1998. It has undergone minor revisions since then, without being given a new version number, and is currently in its fourth edition, as published on August 16, 2006. It is widely implemented and still recommended for general use. The second, XML 1.1, was initially published on February 4, 2004, the same day as XML 1.0 Third Edition, and is currently in its second edition, as published on August 16, 2006. It contains features — some contentious — that are intended to make XML easier to use for certain classes of users (mainframe programmers, mainly). XML 1.1 is not very widely implemented and is recommended for use only by those who need its unique features.

XML 1.0 and XML 1.1 differ in the requirements of characters used for element and attribute names: XML 1.0 only allows characters which are defined in Unicode 2.0, which includes most world scripts, but excludes those which were added in later Unicode versions. Among the excluded scripts are Mongolian, Cambodian, Amharic, Burmese, and others.

Almost any Unicode character can be used in the character data and attribute values of an XML 1.1 document, even if the character is not defined, aside from having a code point, in the current version of Unicode. The approach in XML 1.1 is that only certain characters are forbidden, and everything else is allowed, whereas in XML 1.0, only certain characters are explicitly allowed, thus XML 1.0 cannot accommodate the addition of characters in future versions of Unicode.

In character data and attribute values, XML 1.1 allows the use of more control characters than XML 1.0, but, for "robustness", most of the control characters introduced in XML 1.1 must be expressed as numeric character references. Among the supported control characters in XML 1.1 are two line break codes that must be treated as whitespace. Whitespace characters are the only control codes that can be written directly.

There are also discussions on an XML 2.0, although it remains to be seen if such will ever come about. XML-SW (SW for skunk works), written by one of the original developers of XML, contains some proposals for what an XML 2.0 might look like: elimination of DTDs from syntax, integration of namespaces, XML Base and XML Information Set (infoset) into the base standard.

The World Wide Web Consortium also has an XML Binary Characterization Working Group doing preliminary research into use cases and properties for a binary encoding of the XML infoset. The working group is not chartered to produce any official standards. Since XML is by definition text-based, ITU-T and ISO are using the name Fast Infoset for their own binary infoset to avoid confusion (see ITU-T Rec. X.891 | ISO/IEC 24824-1).

Patent status

In October 2005 the small company Scientigo publicly asserted that two of its patents, U.S. Patent 5842213 and U.S. Patent 6393426, apply to the use of XML. The patents cover the transfer of "data in neutral forms", according to their applications, which were filed in 1997 and 1999. Scientigo CEO Doyal Bryant expressed a desire to "monetize" the patents but stated that the company was "not interested in having us against the world." He said that Scientigo was discussing the patents with several large corporations.[4]

XML users and independent experts responded to Scientigo's claims with widespread skepticism and criticism. Some derided the company as a patent troll. Tim Bray described any claims that the patents covered XML as "ridiculous on the face of it"[5]. Because there exists a large amount of prior art relating to XML, some legal experts believed it would be difficult for Scientigo to enforce its patents through litigation.

See also

   

References

  1. ^ Bray, Tim; Jean Paoli, C. M. Sperberg-McQueen, Eve Maler, François Yergeau (September 2006). Extensible Markup Language (XML) 1.0 (Fourth Edition) - Origin and Goals. World Wide Web Consortium. Retrieved on October 29, 2006.
  2. ^ Bray, Tim (February 2005). A conversation with Tim Bray: Searching for ways to tame the world’s vast stores of information. Association for Computing Machinery's "Queue site". Retrieved on April 16, 2006.
  3. ^ (1988) “Publishers, multimedia, and interactivity”, Interactive multimedia. Cobb Group. ISBN 1-55615-124-1.

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